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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
PA RA APPROVED 2021-08-16
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • PA RA
    APPROVED
    Since 2021-08-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

6900 Jericho Tpke Ste 201, Syosset, NY 11791 • United States

6 Kacey Ct Ste 102, Mechanicsburg, PA 17055 • United States

Rockville Center, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Brooklyn NY 01/2006 03/2017
Massachusetts Mutual Life Insurance Company Garden City NY 07/2016 03/2019
Mml Investors Services, Llc Garden City NY 03/2017 03/2019
Ameriprise Financial Services, Inc Staten Island NY 03/2019 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
  • 01/2006 → 03/2017
    Metlife Securities Inc
    Brooklyn, NY
  • 07/2016 → 03/2019
    Massachusetts Mutual Life Insurance Company
    Garden City, NY
  • 03/2017 → 03/2019
    Garden City, NY
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Staten Island, NY
  • 03/2020 → Present
    Hauppauge, NY
Previous Registrations
  • 2017-03-25 → 2019-03-25
    Brooklyn, NY
    Lake Success, NY
    Uniondale, NY
    Garden City, NY
  • 2014-02-05 → 2017-03-25
    Msi Financial Services, Inc.
    Brooklyn, NY
    Garden City, NY
    Brooklyn, NY
    Lake Success, NY
    Uniondale, NY
Other Businesses

Independent Insurance Brokering; Aflac, GeorgeTown Financial; 02/02/2010; Disability Income / AGS Advisors; 10/01/2024; Medicare Supplement, Health. Business Ownership; Kenna Capital Corp; LLC Sole Member; No business is conducted under this LLC. My 1099 business income flows through this LLC; 75 Whitehall Rd Rockville Centre NY 11570, ,; Not Investment-Related; 12/01/2015; 0 hours per month; 0 during trading hours. Other Business Activities; Certainty of the Uncertainty, LLC; Kuttin Wealth Management - Certainty of the uncertainty, LLC; 1174 Veterans Memorial Hwy, , Hauppauge , NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-02
S63 Uniform Securities Agent State Law Examination 2006-11-08
  • S65 Uniform Investment Adviser Law Examination
    2021-04-02
  • S63 Uniform Securities Agent State Law Examination
    2006-11-08

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