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Mitchell Cade Mortensen

Heaton Financial, Pc

St. George, UT

Cedar City, UT

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Current Employers
Heaton Financial, Pc

337 S Main, Suite 120, Cedar City, UT 84720 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-08-04
  • UT RA
    APPROVED
    Since 2016-08-04

Branch Locations

1224 S. River Road Suite A103, St. George, UT 84790 • United States

337 S Main, Suite 120, Cedar City, UT 84720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectra Group, Inc. St. George UT 06/2010 Present
Heaton Financial, Pc Cedar City UT 05/2016 Present
Outlaw Engineering, Inc St. George UT 03/2017 Present
  • 06/2010 → Present
    Spectra Group, Inc.
    St. George, UT
  • 05/2016 → Present
    Heaton Financial, Pc
    Cedar City, UT
  • 03/2017 → Present
    Outlaw Engineering, Inc
    St. George, UT
Previous Registrations
  • 2010-03-09 → 2010-12-31
    Cielo Investments
    Lehi, UT
    Lehi, UT
Other Businesses

SPECTRA GROUP, INC. Owner/president. Civil Engineer. 5 hours per month. No hours per month are spent on this during market hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-04
  • S65 Uniform Investment Adviser Law Examination
    2016-08-04
Other Names
  • Mitch C Mortensen

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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JAMES BRYAN WASHBURN
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Other Offices

CHARLES SCHWAB & CO., INC. · St. George, UT
LPL FINANCIAL LLC · ST GEORGE, UT
MANAGED WEALTH ADVANTAGE, LLC · SAINT GEORGE, UT
CETERA INVESTMENT ADVISERS LLC · St George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · St. George, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint George, UT
WMX ADVISORS, LLC DBA WEALTH MANAGEMENT EXPERIENCE · SAINT GEORGE, UT
SURGE CAPITAL LLC · ST. GEORGE, UT

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