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Johnny Michael Goodhue

Apo Financial Services, LLC

Westminster, CO

Palm Beach Gardens, FL

CRD 5677825

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Employer firm

Apo Financial Services, LLC CRD 297647

$124M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Apo Financial Services, Llc

10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-27
  • CO RA
    APPROVED
    Since 2026-01-27

Branch Locations

10155 Westmoor Drive Suite 125, Westminster, CO 80021-2627 • United States

11770 Us Highway One Suite E601 , Palm Beach Gardens, FL 33408 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Horter Investment Management Llc Cincinnati OH 07/2013 08/2019
Asset Protect One Inc Westminster CO 05/2009 Present
Apo Financial, Inc. Wetminster CO 06/2014 Present
Apo Financial Services, Llc Westminster CO 03/2019 Present
Previous Registrations
Other Businesses

1). ASSET PROTECT ONE, INC. INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 10155 WESTMOOR DRIVE, SUITE 175, WESTMINSTER CO 80021 NATURE OF OTHER BUSINESS: INSURANCE AND ANNUITY SALES, CONSOLIDATED TAX RETURNS YOUR POSITION: PRESIDENT START DATE: 12/2012 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40 BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE AND ANNUITY SALES 2). APO FINANCIAL, INC. (APO IS A DBA OF ASSET PROTECT ONE INC.) INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 10155 WESTMOOR DRIVE, SUITE 175, WESTMINSTER CO 80021 NATURE OF OTHER BUSINESS: INSURANCE YOUR POSITION: PRESIDENT/AGENT START DATE: 06/2014 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 40 BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE SALES, LTC SOLUTIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-29
  • S65 Uniform Investment Adviser Law Examination
    2013-05-29
Other Names
  • John Michael Goodhue

View on SEC IAPD

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