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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-10-14 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-10-14 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Clearing, Llc | Saint Louis | MO | 05/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 05/2011 | 12/2020 |
| Edward Jones | St. Louis | MO | 12/2020 | 06/2022 |
| Wells Fargo Clearing Services | St. Louis | MO | 07/2022 | Present |
| Wells Fargo Advisors Financial Network | St. Louis | MO | 07/2022 | Present |
FINRA, INVT RELATED, WASHINGTON, DC, CLEARING FIRM ADVISORY COMMITTEE, START DATE 12/4/2024, 2 HRS PER MONTH AND DURING TRADING, ATTENDING MEETINGS, CLEARING AND INTRODUCING FIRMS TO ADVISE FINRA ON ISSUES ARISING FROM MEMBER FIRMS'S ACTIVITIES RELATION TO THE CLEARANCE, CARRYING AND SETTLEMENT OF SECURITIES, INCLUDING ISSUES, PARACTICES AND ACTIVITIES AFFECTING OR RELATING TO SMALL MEMBER FIRMS, SUCH AS THEIR ACCESS TO CLEARANCE AND SETTLEMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-14 |
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