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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-26
CO RA APPROVED 2016-07-25
  • TX RA
    APPROVED_RES
    Since 2016-07-26
  • CO RA
    APPROVED
    Since 2016-07-25

Branch Locations

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Greenwood Village CO 07/2016 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
Previous Registrations
Other Businesses

BELLATRIX ADVISORS, LLC ; INV RELATED; PARKER,CO; FINET;100% OWNERSHIP; START DATE: 10/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | WRONG WAY ROXIE; NOT INV RELATED;COLORADO SPRINGS,CO; BOOK; START DATE: 04/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-13
  • S66 Uniform Combined State Law Examination
    2012-01-13
Other Names
  • Stefanie Johnson
  • Stefanie Nicole Schoonover

View on SEC IAPD

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