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Jake Walker Travis

Rfg Advisory, LLC

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-08-01
TX RA APPROVED 2022-08-01
  • AL RA
    APPROVED
    Since 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-01

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Fka Proequities Inc Birmingham AL 02/2016 07/2022
Private Client Services Birmingham AL 08/2022 Present
Rfg Advisory, Llc Vestavia Hills AL 08/2022 Present
  • 02/2016 → 07/2022
    Concourse Financial Group Securities Inc Fka Proequities Inc
    Birmingham, AL
  • 08/2022 → Present
    Private Client Services
    Birmingham, AL
  • 08/2022 → Present
    Rfg Advisory, Llc
    Vestavia Hills, AL
Previous Registrations
  • 2022-07-05 → 2022-07-22
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
Other Businesses

RFG Advisory, LLC. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242 RIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 2013-11-25
  • S65 Uniform Investment Adviser Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    2013-11-25

View on SEC IAPD

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Other Investors

BOBBY RAY TRUST WHITE
HARRIS TODD DOOBROW
MARK ANDREW PEARSON
ERIC JOSEPH BLAKE
HEIDI MARIE BIRD
AUDREY IVY PIERSON
RYAN CHRISTOPHER WHITLEY
BRIAN DAVID SWILLING

Other Offices

RFG ADVISORY, LLC · Vestavia Hills, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL
CETERA INVESTMENT ADVISERS LLC · MOUNTAIN BROOK, AL
APPROACH RETIREMENT ADVISORS, LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Vestavia, AL
PNC WEALTH MANAGEMENT LLC · CAHABA HEIGHTS, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

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