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Sheila Maureen Harvey

Captrust

Chesterton, IN

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-05-03
TX RA APPROVED 2023-05-03
  • IN RA
    APPROVED
    Since 2023-05-03
  • TX RA
    APPROVED
    Since 2023-05-03

Branch Locations

3100 Village Point Ste 200, Chesterton, IN 46304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 06/2009 03/2023
Capfinancial Securities Llc Raleigh NC 03/2023 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 03/2023 Present
  • 06/2009 → 03/2023
    Morgan Stanley
    Chicago, IL
  • 03/2023 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 03/2023 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-29
  • S66 Uniform Combined State Law Examination
    2007-05-29
Other Names
  • Phelan Shelia
  • Sheila Phelan
  • Sheila Maureen Phelan

View on SEC IAPD

Other Firms

FIFTH THIRD SECURITIES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
BENJAMIN F. EDWARDS & COMPANY, INC.
COMPASS FINANCIAL ADVISORS LLC

Other Investors

MALAQUIAS J PAEZ
NATHAN SCOTT SMITH
Christopher M Skibinski
LINDSAY ANNE MCGARY
Logan Graham Ryan
PATRICK FRED HUDSON
Eric Robert Isakson
Devon Christopher Mulligan

Other Offices

FIFTH THIRD SECURITIES, INC. · CHESTERTON, IN
J.P. MORGAN SECURITIES LLC · Chesterton, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Chesterton, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Chesterton, IN
EDWARD JONES · CHESTERTON, IN
EDWARD JONES · CHESTERTON, IN
AMERIPRISE FINANCIAL SERVICES, LLC · Chesterton, IN
OSAIC WEALTH, INC. · CHESTERTON, IN

More in Chesterton, IN

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