John Ollie Leatherwood

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Lpl Financial Llc
  Baton Rouge, LA

Previous Registrations

• 2007-10-26 → 2010-06-01
  Chase Investment Services Corp.
  Baton Rouge, LA
  Gonzales, LA
  Baton Rouge, LA
• 2006-11-22 → 2007-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA

Other Businesses

1. 05/24/2010: Leatherwood Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - LLC set up for payroll and expense tracking. 2. 10/05/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Non-Variable Insurance with carriers other than LPL Insurance Associates. Life, Health, DI, LTC, Fixed Annuities 3. 10/21/2017: Align Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2017 - 40 Hours Per Month During Securities Trading. 4. 11/28/2022 - Leatherwood Properties - Investment Related - Home Based - Real Estate Rental - Start Date - 01/01/2020 - 1 Hours Per Month/0 Hours During Securities Trading 5. 02/18/2026 - BR Bricks LLC - Business Owner - Not Investment Related - Baton Rouge, LA - Start Date 03/02/2026 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-11-21

Designations

• Certified Financial Planner

Other Names

• John O Leatherwood Iv
• John Ollie Leatherwood
• John Ollie Leatherwood