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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-08 |
| LA | RA | APPROVED | 2010-06-01 |
Branch Locations
10723 N Oak Hills Pkwy, Bldg A, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 05/2010 | Present |
1. 05/24/2010: Leatherwood Wealth Management - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - LLC set up for payroll and expense tracking. 2. 10/05/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Non-Variable Insurance with carriers other than LPL Insurance Associates. Life, Health, DI, LTC, Fixed Annuities 3. 10/21/2017: Align Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2017 - 40 Hours Per Month During Securities Trading. 4. 11/28/2022 - Leatherwood Properties - Investment Related - Home Based - Real Estate Rental - Start Date - 01/01/2020 - 1 Hours Per Month/0 Hours During Securities Trading 5. 02/18/2026 - BR Bricks LLC - Business Owner - Not Investment Related - Baton Rouge, LA - Start Date 03/02/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-21 |
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