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Joseph Steven Barbuto

Wells Fargo Clearing Services, LLC

St. Louis, MO

Melville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-24
NJ RA APPROVED 2021-06-21
  • NY RA
    APPROVED
    Since 2021-08-24
  • NJ RA
    APPROVED
    Since 2021-06-21

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

68 S Service Rd Ste 200 [Mi-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. New York NY 07/2010 Present
Wells Fargo Advisors Llc New York NY 06/2011 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
  • 07/2010 → Present
    Wells Fargo Bank, N.A.
    New York, NY
  • 06/2011 → 11/2016
    Wells Fargo Advisors Llc
    New York, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2011-07-27
  • S66 Uniform Combined State Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2011-07-27

View on SEC IAPD

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