Anthony Rosa

Employer firm

R & R Financial Planners, Inc. CRD 113291

$60.1M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• INSURANCE AGENCY

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1978 → Present
  Tony Rosa Landscaping
  Wantagh, NY
• 06/2009 → Present
  R&R Financialplanners, Inc.
  East Meadow, NY

Other Businesses

1) Investment Advisory Representative; R&R FINANCIAL PLANNERS, INC. 1802 HEMPSTEAD TPKE., EAST MEADOW, NY 11554. (AFFILIATED WITH RNR SECURITIES, L.L.C SAME ADDRESS); POSITION IS INVESTMENT ADVISOR REPRESNTATIVE & EQUITY PORTFOLIO MANAGER; Started 6/01/2009; Fee based compensation; 160 hrs/month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-11
• S63 Uniform Securities Agent State Law Examination
  2009-11-03