Dennis Charles Bearce

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2023-10-23
WV	RA	APPROVED	2022-07-19
KY	RA	APPROVED	2016-07-11
OH	RA	APPROVED	2009-11-23

RI RA
APPROVED

Since 2023-10-23
WV RA
APPROVED

Since 2022-07-19
KY RA
APPROVED

Since 2016-07-11
OH RA
APPROVED

Since 2009-11-23

Branch Locations

1422 Winchester Avenue, Ashland, KY 41101 • United States

1115 Gay Street, Portsmouth, OH 45662 • United States

10551 Us Route 23 North, Lucasville, OH 45648 • United States

1566 Hal Greer Blvd, Huntington, WV 25701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Huntington	WV	04/2007	Present
Fifth Third Securities	Huntington	WV	05/2007	Present

04/2007 → Present

Fifth Third Bank

Huntington, WV
05/2007 → Present

Fifth Third Securities

Huntington, WV

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-18
S63	Uniform Securities Agent State Law Examination	2006-04-14

S66 Uniform Combined State Law Examination

2009-11-18
S63 Uniform Securities Agent State Law Examination

2006-04-14

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

Exams

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