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Yan Pollack

Morgan Stanley

Lawrenceville, NJ

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-17
NY RA APPROVED 2021-06-16
TX RA APPROVED 2020-04-01
CT RA APPROVED 2019-03-04
  • NJ RA
    APPROVED
    Since 2022-02-17
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED
    Since 2020-04-01
  • CT RA
    APPROVED
    Since 2019-03-04

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldman Sachs, & Co. New York NY 08/2015 01/2017
Ubs Asset Management New York NY 06/2017 07/2018
Extended Travel / Unemployed New York NY 02/2017 05/2017
Morgan Stanley Smith Barney Llc New York NY 10/2018 Present
Personal Time-Off / Unemployed New York NY 08/2018 10/2018
  • 08/2015 → 01/2017
    Goldman Sachs, & Co.
    New York, NY
  • 06/2017 → 07/2018
    Ubs Asset Management
    New York, NY
  • 02/2017 → 05/2017
    Extended Travel / Unemployed
    New York, NY
  • 10/2018 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 08/2018 → 10/2018
    Personal Time-Off / Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-22
  • S66 Uniform Combined State Law Examination
    2019-03-22
Other Names
  • Briana Zhang
  • Yan Zhang

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Lawrenceville, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LAWRENCEVILLE, NJ
LPL FINANCIAL LLC · LAWRENCE TOWNSHIP, NJ
CURCIO WEBB LLC · LAWRENCEVILLE, NJ
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC · LAWRENCEVILLE, NJ
COMMONWEALTH FINANCIAL NETWORK · Lawrenceville, NJ
CONSTANTIA CAPITAL LLC · LAWRENCEVILLE, NJ
WEINGARTEN ASSOCIATES, L.L.C. · LAWRENCEVILLE, NJ

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