Kristofer R Sztein

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2018
  Bank Of America, N.A.
  Scottsdale, AZ
• 01/2016 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 05/2018 → 03/2019
  Ubs Financial Services
  Birmingham, MI
• 03/2019 → 08/2023
  Comerica Securities, Inc.
  Bloomfield Hills, MI
• 08/2023 → Present
  Ameriprise Financial Services, Llc
  Bloomfield Hills, MI
• 07/2026 → Present
  Fifth Third Securities
  Bloomfield Hills, MI

Previous Registrations

• 2019-03-13 → 2023-11-06
  Comerica Securities
  Bloomfield Hills, MI
• 2018-06-06 → 2019-04-01
  Ubs Financial Services Inc.
  Birmingham, MI
• 2016-02-01 → 2018-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Bloomfield Hills, MI
  Scottsdale, AZ
  Phoenix, AZ
• 2015-07-22 → 2016-02-05
  Strategic Advisers Llc
  Scottsdale, AZ

Other Businesses

Outside Employment; Comerica; Financial Advisor; Financial Advisor; 39400 Woodward Ave, Ste 255, Bloomfield Hills, MI, 48304; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Financial Oxygen/Maestro; FO2 is a cash management platform for corporate and institutional clients; 39400 Woodward Ave, Ste 255, Bloomfield Hills, MI, 48304; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-17
• S63 Uniform Securities Agent State Law Examination
  2009-07-03

Designations

• Certified Financial Planner

Other Names

• Kristofer R Sztein
• Kris Sztein
• Kristofer Robert Sztein