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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-31 |
Branch Locations
155 Bovet Road, Suite 725, San Mateo, CA 94402 • US
Aptos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown & Co | San Francisco | CA | 01/2006 | 05/2018 |
| Primex | Elmsford | NY | 06/2015 | 06/2017 |
| Emerson Equity Llc | San Mateo | CA | 06/2017 | Present |
| Premier Realty Associates | Aptos | CA | 06/2018 | Present |
1) PREMIER REALTY ASSOCIATES; INVESTMENT RELATED; APTOS, CA 94133; REAL ESTATE; START: 06/2018; POSITION: REAL ESTATE AGENT; 100 HRS/MON AND 50 DURING TRADING; ASSIST CLIENTS WITH BUYING AND SELLING REAL ESTATE; COMPENSATION: COMMISSIONS. 2) DBA 1031 INVESTMENT STRATEGIES, LLC, INVESTMENT RELATED; COMPANY ESTABLISHED 237 KEARNY STREET, #148, SAN FRANCISCO, CA 94108 IN JUNE, 2017; NATURE OF THE OTHER BUSINESS - I.E., DBA THROUGH WHICH I MARKET FINANCIAL SERVICES; ALL SECURITIES AND INVESTMENT ACTIVITIES ARE DONE THROUGH MY EMPLOYING BROKER-DEALER, EMERSON EQUITY LLC; PRESIDENT/CEO 7960 B SOQUEL DRIVE, STE 253, APTOS, CA 95003. DAY TO DAY MANAGEMENT AND CORPORATE FILINGS; 20 HOURS/MONTH; 1 HOURS/TRADING DAY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-13 |
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