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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-11-06 |
| FL | RA | APPROVED | 2025-06-13 |
| TX | RA | APPROVED | 2025-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Houston | TX | 09/2004 | Present |
| Jpmorgan Securities Llc | Katy | TX | 10/2012 | 10/2019 |
| Jpmorgan Securities Llc | Houston | TX | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2023-01-20 |
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