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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2017-07-24
  • KY RA
    APPROVED
    Since 2017-07-24

Branch Locations

9850 Von Allmen Court, Suite 201, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Louisville KY 01/2015 07/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2017
Mml Investors Services, Llc Louisville KY 03/2017 07/2017
Cambridge Investment Research, Inc. Fairfield IA 07/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2017 Present
Previous Registrations
  • 2017-03-25 → 2017-07-27
    Louisville, KY
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Louisville, KY
  • 2011-06-24 → 2015-01-02
    New England Securities
    Louisville, KY
  • 2009-12-16 → 2011-05-26
    Waddell & Reed
    Louisville, KY
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 01/26/2018 2) SHAWN EDELEN, 1201 STORY AVE, STE 230, LOUISVILLE, KY, 7/2017 INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO, 4 HR/MO TRADING. 3) BLUECAP FINANCIAL LLC, 1201 STORY AVE, STE 230, LOUISVILLE, KY, 1/2018, OWNER, DBA, INV REL, 4 HR/MO, 4 HR/MO TRADING. 4) BLUECAP FINANCIAL, SHAWN EDELEN, 1201 Story Ave, Ste. 230, Louisville KY, 07/2023, REFERRALS FOR TAX PREPARATION SERVICES, NIR, 1 HR/MO - 0 HR TRADING 5) SHAWN EDELEN, 1813 State Street, New Albany IN 47150, United States, 02/11/2025, Participant, Healthcare, NIR, 1 HR/MO - 1 HR TRADING 6) MOUNT ST. FRANCIS SANCTUARY BOARD, 101 St. Anthony Dr., Mt. St. Francis IN 47146, United States, 09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, HR/MO: 1, HR/MO TRADING: 0 7) BRANDON'S HOUSE COUNSELING CENTER, 421 W. 1st St., New Albany IN 47150, United States, 09/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-15
  • S66 Uniform Combined State Law Examination
    2009-12-15
Other Names
  • Shawn Edelen

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