Daniel James Kellogg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-14
CO	RA	APPROVED	2021-05-25

TX RA
APPROVED

Since 2021-07-14
CO RA
APPROVED

Since 2021-05-25

Branch Locations

8400 E Prentice Ave. Ste #1125, Greenwood Village, CO 80111 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Personal Capital Advisors	Denver	CO	08/2013	05/2019
Personal Capital Advisors	Denver	CO	05/2019	05/2021
Lpl Financial, Llc	Greenwood Village	CO	05/2021	Present

08/2013 → 05/2019

Personal Capital Advisors

Denver, CO
05/2019 → 05/2021

Personal Capital Advisors

Denver, CO
05/2021 → Present

Lpl Financial, Llc

Greenwood Village, CO

Previous Registrations

2014-02-24 → 2021-05-07

Personal Capital Advisors Corporation

Denver, CO

Denver, CO

Other Businesses

1. 5/25/2021 - Prosperion Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-05-28
S65	Uniform Investment Adviser Law Examination	2014-02-24

S63 Uniform Securities Agent State Law Examination

2021-05-28
S65 Uniform Investment Adviser Law Examination

2014-02-24

Designations

Certified Financial Planner

Other Names

Danny Kellogg

View on SEC IAPD