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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-03 |
Branch Locations
645 East Missouri Avenue Suite 170, Phoenix, AZ 85012 • United States
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | Tucson | AZ | 04/2010 | 06/2019 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 10/2012 | 06/2019 |
| Self Employed | Phoenix | AZ | 07/2014 | 07/2018 |
| Moors & Cabot Inc | Phoenix | AZ | 06/2019 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CONTENT VENDOR / FREELANCE WRITER START DATE: 7/21/2014 ADDRESS: 839 Phoenix, Arizona DETAILS: THE FREELANCE PRODUCING OF CONTENT FOR PRINT AND ELECTRONIC PUBLICATION, AS WELL AS DIRECT TO CONSUMER SALES. THIS CONTENT INCLUDES TEXT BASED MULTIMEDIA INCLUDING INCLUDING FICTION, NON-FICTION, JOURNALISTIC REPORTING AND/OR POETRY; VISUAL CONTENT INCLUDING BOTH DIGITAL AND FILM IMAGES, ANIMATIONS, ILLUSTRATIONS, GRAPHIC DESIGN AND INTERACTIVE CONTENT; AUDIO PRODUCTIONS INCLUDING SPOKEN WORD, VOCAL OR MUSICAL RECORDINGS AND INCLUDING JOURNALISTIC AUDIO INCLUDING PODCASTS OR REPORTING; VIDEO SUPPORT OR PRODUCTION GENERALLY DESIGNED TO ACCOMPANY SOME OTHER TYPE OF PREVIOUSLY MENTIONED CONTENT (INCLUDING PHOTOGRAPHY OR JOURNALISM). MAy include providing commentary and anlysis on matters related to financial planning though original articles and/or publications or printed/digital advertisements. HOURS DEDICATED (5 hours per week total, 1 hour during normal firm hours): HOURS DURING TRADING: 0 INVESTMENT RELATED: Yes ACTIVITY TYPE: 2 - OUTSIDE BUSINESS ACTIVITY www.advicebydavid.com / 839 E. Desert Park Lane, Phoenix, Arizona 85020 Sole proprietorship, Website www.advicebydavid.com is a marketing website owned by David Robbins as a sole proprietor. It is operated by David Robbins and Moors & Cabot, Inc. Advicebydavid.com is used exclusively to offer the products and services of Moors & Cabot, Inc. ACTIVITY TYPE 3: FINRA Dispute Resolution-Industry Arbitrator as of 2023, volunteer, less than 1 hour per week as applicable, honorarium paid if selected on case. ACTIVITY TYPE 4: Co-Owner of business through family trust; Paper Street Ventures, LLC; Provides B2B referrals for admin services, 0 hours during trading hours, receives compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-01 |
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