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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2010-09-07
  • WI RA
    APPROVED
    Since 2010-09-07

Branch Locations

139 W Cook St, Portage, WI 53901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Portage WI 08/2010 Present
Thrivent Financial For Lutherans Appleton WI 09/2010 Present
Previous Registrations
  • 2009-08-05 → 2010-03-04
    St Louis, MO
    Baraboo, WI
    Reedsburg, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2009-07-31
Other Names
  • Todd R Braaksma

View on SEC IAPD

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