Brian Wade Waelti

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2004-05-07

WI RA
APPROVED

Since 2004-05-07

Branch Locations

130 E Cook St, Portage, WI 53901 • United States

8383 Greenway Blvd Suite 649, Middleton, WI 53562 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Harbour Investments, Inc	Madison	WI	05/2004	Present
Waelti Investment Services	Middleton	WI	05/2004	06/2026
Horizon Wealth Advisors	Middleton	WI	06/2026	Present

05/2004 → Present

Harbour Investments, Inc

Madison, WI
05/2004 → 06/2026

Waelti Investment Services

Middleton, WI
06/2026 → Present

Horizon Wealth Advisors

Middleton, WI

Other Businesses

1)Horizon Wealth Advisors - DBA 2)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-15
S63	Uniform Securities Agent State Law Examination	1990-04-23

S65 Uniform Investment Adviser Law Examination

1996-10-15
S63 Uniform Securities Agent State Law Examination

1990-04-23

View on SEC IAPD

Current Employers

Harbour Investments, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews