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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-13 |
Branch Locations
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott's Liquid Gold-Inc. | Greenwood Village | CO | 08/2021 | 03/2024 |
| Omnitrax, Inc | Denver | CO | 02/2020 | 07/2021 |
| Unemployed | Englewood | CO | 07/2021 | 08/2021 |
| Unemployed | Englewood | CO | 03/2024 | 04/2024 |
| Osaic Wealth Inc | Minneapolis | MN | 07/2024 | Present |
| Focus Financial | Minneapolis | MN | 04/2024 | Present |
| Unemployed | Englewood | CO | 12/2019 | 02/2020 |
| The Siegfried Group | Denver | CO | 07/2018 | 12/2019 |
| Kpmg, Llp | Denver | CO | 08/2013 | 07/2018 |
| Creative Financial Staffing | Denver | CO | 10/2024 | 12/2024 |
1. FOCUS FINANCIAL NETWORK, INC POSITION: Sales Assistant/ Employee NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/26/2024 ADDRESS: 1000 Shelard Parkway, Minneapolis, MN 55426 DESCRIPTION: Assist in client relationships and assist advisers with various daily tasks 2. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: Corporation/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/26/2024 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Registered assistant for financial advisors. Maintain client relationships. Not currently working in this role, will start in January 2025 as a full-time employee. 3. MOUNT OLIVET LUTHERAN CHURCH POSITION: Audit committee member NATURE: Non-profit charitable organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 5025 Knox Ave South, Minneapolis MN 55438, United States DESCRIPTION: Audit committee member- review the financials, discuss with auditors. 4. CAITLIN EDWARDS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 5636 Clinton Ave, Minneapolis MN 55419, United States DESCRIPTION: Owner of residential real estate that I rent to an unrelated third party 5. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/03/2026 ADDRESS: 1650 W 82nd St Suite 125, Bloomington MN 55431, United States DESCRIPTION: Trading, Client meetings, Meeting prep and account review
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-17 |
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