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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-13
  • MN RA
    APPROVED
    Since 2025-01-13

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott's Liquid Gold-Inc. Greenwood Village CO 08/2021 03/2024
Omnitrax, Inc Denver CO 02/2020 07/2021
Unemployed Englewood CO 07/2021 08/2021
Unemployed Englewood CO 03/2024 04/2024
Osaic Wealth Inc Minneapolis MN 07/2024 Present
Focus Financial Minneapolis MN 04/2024 Present
Unemployed Englewood CO 12/2019 02/2020
The Siegfried Group Denver CO 07/2018 12/2019
Kpmg, Llp Denver CO 08/2013 07/2018
Creative Financial Staffing Denver CO 10/2024 12/2024
  • 08/2021 → 03/2024
    Scott's Liquid Gold-Inc.
    Greenwood Village, CO
  • 02/2020 → 07/2021
    Omnitrax, Inc
    Denver, CO
  • 07/2021 → 08/2021
    Unemployed
    Englewood, CO
  • 03/2024 → 04/2024
    Unemployed
    Englewood, CO
  • 07/2024 → Present
    Osaic Wealth Inc
    Minneapolis, MN
  • 04/2024 → Present
    Minneapolis, MN
  • 12/2019 → 02/2020
    Unemployed
    Englewood, CO
  • 07/2018 → 12/2019
    The Siegfried Group
    Denver, CO
  • 08/2013 → 07/2018
    Kpmg, Llp
    Denver, CO
  • 10/2024 → 12/2024
    Creative Financial Staffing
    Denver, CO
Other Businesses

1. FOCUS FINANCIAL NETWORK, INC POSITION: Sales Assistant/ Employee NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/26/2024 ADDRESS: 1000 Shelard Parkway, Minneapolis, MN 55426 DESCRIPTION: Assist in client relationships and assist advisers with various daily tasks 2. FOCUS FINANCIAL NETWORK INC POSITION: Registered Assistant NATURE: Corporation/RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/26/2024 ADDRESS: 1000 Shelard Parkway, Suite 300, Minneapolis MN 55426, United States DESCRIPTION: Registered assistant for financial advisors. Maintain client relationships. Not currently working in this role, will start in January 2025 as a full-time employee. 3. MOUNT OLIVET LUTHERAN CHURCH POSITION: Audit committee member NATURE: Non-profit charitable organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 5025 Knox Ave South, Minneapolis MN 55438, United States DESCRIPTION: Audit committee member- review the financials, discuss with auditors. 4. CAITLIN EDWARDS POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 5636 Clinton Ave, Minneapolis MN 55419, United States DESCRIPTION: Owner of residential real estate that I rent to an unrelated third party 5. FOCUS FINANCIAL NETWORK, INC. POSITION: Financial Advisor NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/03/2026 ADDRESS: 1650 W 82nd St Suite 125, Bloomington MN 55431, United States DESCRIPTION: Trading, Client meetings, Meeting prep and account review

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
  • S66 Uniform Combined State Law Examination
    2024-09-17
Other Names
  • Caitlin Edwards

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