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John-Mark D Dalton

Raymond James & Associates, Inc.

Asheville, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-22
NC RA APPROVED 2021-05-26
  • TX RA
    APPROVED
    Since 2021-06-22
  • NC RA
    APPROVED
    Since 2021-05-26

Branch Locations

60 N Market St Suite 101, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Asheville NC 06/2010 Present
Bank Of America, N.A. Asheville NC 11/2010 05/2021
Raymond James & Associates, Inc Asheville NC 05/2021 Present
Osher Lifelong Learning Institute At Unca Zoom NC 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
  • S66 Uniform Combined State Law Examination
    2010-09-24
Other Names
  • John Dalton
  • John-Mark Didier Dalton
  • John-Mark D Dalton

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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