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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-06-13 |
| TX | RA | APPROVED | 2025-06-13 |
Branch Locations
124 Northwest 10Th Street, Oklahoma City, OK 73103 • United States
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadent Capital Advisors, Llc | Oklahoma City | OK | 08/2016 | 10/2019 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2018 | 10/2019 |
| Full Sail Capital, Llc | Oklahoma City | OK | 10/2019 | 06/2025 |
| Mercer Global Advisors Inc. | Oklahoma City | OK | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-29 |
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