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Terrance Patrick Zaragoza

Wells Fargo Clearing Services, LLC

Renton, WA

Seattle, WA

CRD 5670792

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-01-03
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

355 S Grady Way, Renton, WA 98057 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Renton WA 10/2007 Present
Wells Fargo Advisors Llc Sammamish WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sammamish WA 11/2016 Present
  • 10/2007 → Present
    Wells Fargo Bank
    Renton, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Sammamish, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sammamish, WA
Previous Registrations
  • 2009-11-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Sammamish, WA
    Renton, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2009-11-06

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · RENTON, WA
LPL FINANCIAL LLC · Renton, WA
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