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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-31
TX RA APPROVED 2023-05-31
  • CA RA
    APPROVED
    Since 2023-05-31
  • TX RA
    APPROVED
    Since 2023-05-31

Branch Locations

2633 Camino Ramon Suite 200, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Co. St. Paul MN 05/2009 05/2023
Securian Financial Services St. Paul MN 05/2009 05/2023
Summit Financial Group San Ramon CA 09/2013 Present
Raymond James Financial Services Advisors, Inc. San Ramon CA 05/2023 Present
Raymond James Financial Services, Inc. San Ramon CA 05/2023 Present
  • 05/2009 → 05/2023
    Minnesota Life Insurance Co.
    St. Paul, MN
  • 05/2009 → 05/2023
    Securian Financial Services
    St. Paul, MN
  • 09/2013 → Present
    Summit Financial Group
    San Ramon, CA
  • 05/2023 → Present
    San Ramon, CA
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    San Ramon, CA
Previous Registrations
  • 2009-07-17 → 2023-05-31
    Securian Financial Services, Inc.
    San Mateo, CA
    San Ramon, CA
Other Businesses

(1)Name of Business: Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 06/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed Insurance (2)Name of Business: Summit Financial Group Address: 2000 Crow Canyon Pl Ste 450, San Ramon, CA, 94583-1384, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 08/01/2014 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor\nLeadership Team

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-30
  • S66 Uniform Combined State Law Examination
    2009-06-30
Other Names
  • Aaron Peabody

View on SEC IAPD

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