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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2011-01-03
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

4009 E Madison St, Seattle, WA 98112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Seattle WA 02/1993 Present
Wells Fargo Advisors Llc Seattle WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
  • 02/1993 → Present
    Wells Fargo Bank, N.A.
    Seattle, WA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Seattle, WA
  • 11/2016 → Present
    Seattle, WA
Previous Registrations
  • 2009-07-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Seattle, WA
Other Businesses

RENTAL PROPERTY, INV RELATED, SEATTLE, WA, 100% OWNERSHIP, START 8/2012, 1 HOUR PER MONTH. PUBHOUSE LLC, INV RELATED, PORTLAND, OR, 50% OWNERSHIP, START 6/11/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE INVESTMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-06
  • S66 Uniform Combined State Law Examination
    2009-07-06
Other Names
  • Andy Podolske

View on SEC IAPD

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