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Robert Noel Chenier

Ubs Financial Services Inc.

Tacoma, WA

98403, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-08
WA RA APPROVED 2016-04-21
  • TX RA
    APPROVED_RES
    Since 2026-06-08
  • WA RA
    APPROVED
    Since 2016-04-21

Branch Locations

1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States

98403, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tacoma WA 04/2016 Present
Previous Registrations
  • 2011-01-03 → 2016-04-04
    Wells Fargo Clearing Services, Llc
    Seattle, WA
    Seattle, WA
    Seattle, WA
  • 2009-07-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Tacoma, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-06
  • S66 Uniform Combined State Law Examination
    2009-07-06
Other Names
  • Robert Noel Chenier

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Tacoma, WA
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