Heather Michelle Hennigh

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2016
  Cetera Investment Services Llc
  Sugarland, MN
• 01/2016 → 12/2016
  Cetera Investment Advisers Llc
  Sugar Land, TX
• 01/2016 → 12/2016
  Prosperity Bank
  Sugar Land, TX
• 12/2016 → 07/2017
  Raymond James Financial Services, Inc.
  Richmond, TX
• 12/2016 → 07/2017
  Prosperity Bank
  Richmond, TX
• 12/2016 → 07/2017
  Raymond James Financial Services Advisors Inc.
  Richmond, TX
• 07/2017 → 01/2021
  Regions Bank
  Katy, TX
• 07/2017 → 01/2021
  Cetera Investment Advisers Llc
  Katy, TX
• 07/2017 → 01/2021
  Cetera Investment Servces Llc
  St. Cloud, MN
• 01/2021 → 01/2024
  Woodbury Financial Services Inc
  Houston, TX
• 01/2024 → Present
  Osaic Wealth, Inc.
  Houston, TX

Previous Registrations

• 2021-01-08 → 2024-01-19
  Woodbury Financial Services, Inc.
  Houston, TX
• 2017-07-24 → 2021-01-08
  Cetera Investment Advisers Llc
  Katy, TX
• 2016-12-14 → 2017-07-24
  Raymond James Financial Services Advisors, Inc
  Richmond, TX
  Sugar Land, TX
• 2016-01-08 → 2016-12-02
  Cetera Investment Advisers Llc
  Sugar Land, TX
• 2015-01-28 → 2016-01-11
  Capital One Advisors, Llc
  Seattle, WA
• 2014-01-17 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Victoria, TX
• 2010-11-11 → 2013-05-09
  Valic Financial Advisors, Inc.
  Austin, TX
  Addison, TX
• 2010-03-01 → 2010-10-05
  Edward Jones
  Lubbock, TX
  Lubbock, TX
  St Louis, MO

Other Businesses

1. FARMING POSITION: Joint Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2018 ADDRESS: 7811 Garden Bend, Sugar Land TX 77479, United States DESCRIPTION: I am a joint owner (50/50) in a farm with my husband. My husband is the one that manages the farming operation (cotton, corn, and sorghum). 2. ETHOS WEALTH PLANNING POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 60 START DATE: 01/08/2021 ADDRESS: 5444 Westheimer Road, Suite 1445, Houston TX 77056, United States DESCRIPTION: Provide investment advice, put together financial plans, recommend insurance products, and help clients with other financial planning needs. 3. WINGS FOR WIDOWS POSITION: Pro Bono Financial Coach NATURE: Non- profit LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/27/2025 ADDRESS: 290 Peavey Road, Wayzata MN 55391, United States DESCRIPTION: Pro bono financial coaching for widows in need of assistance. The purpose of Wings for Widows is to provide financial education on a range of topics to widows navigating the loss of a spouse and walk them through checklists to ensure their needs are covered. No products or services are sold and there is no compensation through Wings for Widows; this is solely pro bono coaching. No financial planning software is being used, as this is solely for coaching and guiding widows through the steps of what is needed to be done, updated/changed, when a spouse passes away.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-26

Designations

• Certified Financial Planner

Other Names

• Heather Michelle Gerstner
• Heather M Hennigh