Steven Alan Foster

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Foster Financial Services
  Tucson, AZ
• 09/2014 → 01/2020
  Voya Financial Advisors
  Tucson, AZ
• 01/2020 → 01/2024
  Lpl Financial, Llc
  Tucson, AZ
• 01/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 01/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2020-01-07 → 2024-01-31
  Lpl Financial Llc
  Tucson, AZ
  Chula Vista, CA
  Tucson, AZ
• 2017-04-06 → 2020-01-10
  Voya Financial Advisors, Inc.
  Tucson, AZ
  Tucson, AZ

Other Businesses

(1) Foster Financial Services LLC; DBA; Financial Services; Investment related; 310 S. Williams Blvd, Ste 180, Tucson, AZ 85711; Founder/Owner; Work as an advisor servicing clients for Foster Financial Service; Start 5/1/2012; 160 hours/month, 160 hours/month during trading. (2) Foster Wealth Management; DBA; Investment Related; 310 W. Williams Blvd, Ste 180, Tucson, AZ 85711; Owner/Founder; Financial Services; Start 1/1/2024; 160 hours/month, 160 hours/month during trading. (3) Life Insurance Agent; Not investment related; 310 S. Williams Blvd, Ste 180, Tucson, AZ 85711; Producer; Provide Life insurance products to clients that need Life Insurance as a part of our planning; Start 2009; 40 hours/month, 10 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-17
• S63 Uniform Securities Agent State Law Examination
  2009-07-08

Other Names

• Steven A Emmons
• Steven Alan Emmons