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Kevin Charles Kozlowski

Fifth Third Securities, Inc.

Westlake, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-12-06
  • OH RA
    APPROVED
    Since 2011-12-06

Branch Locations

30532 Detroit Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Westlake OH 10/2011 Present
Fifth Third Securities Westlake OH 11/2011 Present
  • 10/2011 → Present
    Fifth Third Bank
    Westlake, OH
  • 11/2011 → Present
    Fifth Third Securities
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-07
S63 Uniform Securities Agent State Law Examination 2010-05-01
  • S65 Uniform Investment Adviser Law Examination
    2011-05-07
  • S63 Uniform Securities Agent State Law Examination
    2010-05-01

View on SEC IAPD

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