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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-10 |
| TX | RA | APPROVED | 2024-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 03/2015 | 05/2019 |
| Bofa Securities, Inc. | Chicago | IL | 05/2019 | 05/2023 |
| Seaport Global Securities Llc | Chicago | IL | 05/2023 | 09/2024 |
| Seaport Global Holdings Llc | New York | NY | 05/2023 | 09/2024 |
| J.P. Morgan Securities Llc | Evanston | IL | 09/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Evanston | IL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-31 |
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