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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-29
  • NJ RA
    APPROVED
    Since 2020-09-29

Branch Locations

228 Ridgedale Avenue, Cedar Knolls, NJ 07927-2103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Parsippany NJ 11/2015 10/2018
Oneamerica Securities Parsippany NJ 01/2016 10/2018
Jd Mellberg Financial, Llc Tucson AZ 09/2018 09/2020
Secure Investment Management, Llc Tucson AZ 10/2018 02/2019
Specialized Advisors Llc Dallas TX 02/2019 10/2019
Brookstone Capital Manangement Wheaton IL 11/2019 09/2020
Allstate Insurance Co Northbrook IL 09/2020 Present
Finra New York NY 06/2018 Present
Allstate Financial Services, Llc Lincoln NE 09/2020 Present
Allstate Financial Advisors, Llc Lincoln NE 09/2020 Present
  • 11/2015 → 10/2018
    American United Life
    Parsippany, NJ
  • 01/2016 → 10/2018
    Oneamerica Securities
    Parsippany, NJ
  • 09/2018 → 09/2020
    Jd Mellberg Financial, Llc
    Tucson, AZ
  • 10/2018 → 02/2019
    Tucson, AZ
  • 02/2019 → 10/2019
    Specialized Advisors Llc
    Dallas, TX
  • 11/2019 → 09/2020
    Brookstone Capital Manangement
    Wheaton, IL
  • 09/2020 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 06/2018 → Present
    Finra
    New York, NY
  • 09/2020 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 09/2020 → Present
    Lincoln, NE
Previous Registrations
Other Businesses

FINRA POSITION: Non-public arbitrator NATURE: Arbitrate disputes in the financial industry to binding conclusion. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/11/2018 ADDRESS: 165 Broadway, New York NY 10006, United States DESCRIPTION: I serve on a panel to arbitrate disputes in the financial industry from time to time if chosen by the parties. TBD POSITION: Manager NATURE: My daughters are active in designing t-shirts, fabrics and other textiles. My ex-wife is also a designer. They want to create a website where they can try to sell their designs. My ex-wife has agreed to oversee the design work (that's her livelihood) as long as I oversee their website for them to show their designs and possibly sell them. I don't think there will be sales, but they are interested in exploring this opportunity and it's better than playing video games over the summer. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/05/2022 ADDRESS: 30 Janeway Place, Morris Plains NJ 07950, United States DESCRIPTION: I will direct my daughters and act as webmaster to display their designs. TRAIL COMMISSIONS FROM EVERLAKE POSITION: Agent NATURE: Servicing Allstate Legacy Business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 30 Janeway Pl, Morris Plains NJ 07950, United States DESCRIPTION: Servicing Allstate Legacy Business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-24
S63 Uniform Securities Agent State Law Examination 2010-01-22
  • S65 Uniform Investment Adviser Law Examination
    2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2010-01-22
Other Names
  • Ron Noel Greenfield

View on SEC IAPD

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