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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

1990 41St Ave., Capitola, CA 95010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Watsonville CA 08/2020 Present
Jp Morgan Chase Bank, Na Watsonville CA 01/2012 07/2020
Jp Morgan Chase Bank, Na Watsonville CA 08/2020 Present
  • 08/2020 → Present
    Watsonville, CA
  • 01/2012 → 07/2020
    Jp Morgan Chase Bank, Na
    Watsonville, CA
  • 08/2020 → Present
    Jp Morgan Chase Bank, Na
    Watsonville, CA
Previous Registrations
  • 2012-03-06 → 2012-10-01
    Chase Investment Services Corp.
    Hollister, CA
    Watsonville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-02
S63 Uniform Securities Agent State Law Examination 2010-03-10
  • S66 Uniform Combined State Law Examination
    2012-03-02
  • S63 Uniform Securities Agent State Law Examination
    2010-03-10

View on SEC IAPD

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