Lisa Tara Constant

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-27
CA	RA	APPROVED	2026-04-23

TX RA
APPROVED_RES

Since 2026-04-27
CA RA
APPROVED

Since 2026-04-23

Branch Locations

820 Bay Ave, Ste 136, Capitola, CA 95010 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

820 Bay Ave, Ste 136, Capitola, CA 95010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2014	04/2026
Lpl Financial Llc	Capitola	CA	04/2026	Present

11/2014 → 04/2026

Edward Jones

St Louis, MO
04/2026 → Present

Lpl Financial Llc

Capitola, CA

Previous Registrations

2015-02-17 → 2026-04-24

Edward Jones

Honolulu, HI

St Louis, MO

Honolulu, HI

Honolulu, HI

Honolulu, HI

Scotts Valley, CA

Soquel, CA

Other Businesses

1. 4/2026 - Lisa Constant - Non-Variable Insurance - INV REL - 15 Hour(s)/Month - 10 Hour(s) During Trading - Soquel CA 95073 - OBA Start date: 04/23/2026 2. 4/2026 - Lisa Constant - Real Estate Rental - INV REL - 0 Hour(s)/Month - 0 Hour(s) During Trading - Fort Collins CO 80525 - OBA Start date: 10/01/2020 3. 4/2026 - Constant Wealth Partners - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - Soquel CA 95073 - OBA Start date: 4/23/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-14

S66 Uniform Combined State Law Examination

2015-02-14

Designations

Other Names

Lisa Tara Perez
Lisa Tara Mertz
Lisa Constant
Lisa Tara Perez-Constant

View on SEC IAPD