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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-07 |
Branch Locations
2407 Porter St Suite 100, Soquel, CA 95073-2476 • United States
100 Clock Tower Place Suite100, Carmel, CA 93923-8771 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Mountain View | CA | 03/2015 | 11/2016 |
| Charles Schwab & Co., Inc. | Soquel | CA | 11/2016 | Present |
| Charles Schwab Bank, Ssb | Soquel | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-18 |
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