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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

2425 Porter St #3, Soquel, CA 95073 • United States

17 Aspen Way, Watsonville, CA 95076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Watsonville CA 01/2009 06/2024
Securities America Advisors, Inc. Watsonville CA 01/2009 06/2024
Osaic Wealth, Inc. Watsonville CA 06/2024 Present
Osaic Wealth, Inc. Watsonville CA 06/2024 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Watsonville, CA
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Watsonville, CA
  • 06/2024 → Present
    Watsonville, CA
  • 06/2024 → Present
    Watsonville, CA
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Watsonville, CA
    Watsonville, CA
    Santa Cruz, CA
    Soquel, CA
    Watsonville, CA
  • 2001-02-21 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Watsonville, CA
    Folsom, CA
    Watsonville, CA
Other Businesses

***SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 1/2009 - LOCATED AT 17 ASPEN WAY, WATSONVILLE, CA 95076 ***1405 RUBY CT. POSITION: owner NATURE: I own a condo that is rented out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2006 ADDRESS: 1405 Ruby Ct, #4, Capitola CA 95010 DESCRIPTION: Deal with Toilets, Tennents and Trash. ***JACOB YOUNG FINANCIAL POSITION: owner NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2009 ADDRESS: 195 Aviation Way, Suite 101, Watsonville CA 95076 DESCRIPTION: Recommend Insurance and annuity products for clients based on their needs. ***JACOB YOUNG FINANCIAL POSITION: Owner NATURE: JACOB YOUNG FINANCIAL/ FINANCIAL ADVISING --REGISTERED REP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2000 ADDRESS: 17 ASPEN WAY, Watsonville CA 95076 DESCRIPTION: Advise clients on financial planning or investment allocations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-12
S63 Uniform Securities Agent State Law Examination 1996-08-23
  • S65 Uniform Investment Adviser Law Examination
    2001-02-12
  • S63 Uniform Securities Agent State Law Examination
    1996-08-23
Designations

View on SEC IAPD

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