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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
2425 Porter St #3, Soquel, CA 95073 • United States
17 Aspen Way, Watsonville, CA 95076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Watsonville | CA | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Watsonville | CA | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Watsonville | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Watsonville | CA | 06/2024 | Present |
***SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 1/2009 - LOCATED AT 17 ASPEN WAY, WATSONVILLE, CA 95076 ***1405 RUBY CT. POSITION: owner NATURE: I own a condo that is rented out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2006 ADDRESS: 1405 Ruby Ct, #4, Capitola CA 95010 DESCRIPTION: Deal with Toilets, Tennents and Trash. ***JACOB YOUNG FINANCIAL POSITION: owner NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2009 ADDRESS: 195 Aviation Way, Suite 101, Watsonville CA 95076 DESCRIPTION: Recommend Insurance and annuity products for clients based on their needs. ***JACOB YOUNG FINANCIAL POSITION: Owner NATURE: JACOB YOUNG FINANCIAL/ FINANCIAL ADVISING --REGISTERED REP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2000 ADDRESS: 17 ASPEN WAY, Watsonville CA 95076 DESCRIPTION: Advise clients on financial planning or investment allocations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-23 |
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