Jimmy Jack Pannell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2020
  Wells Fargo Advisors Financial Network
  Fort Worth, TX
• 05/2020 → Present
  Lpl Financial
  Fort Worth, TX

Previous Registrations

• 2015-11-20 → 2020-05-27
  Wells Fargo Advisors Financial Network, Llc
  Fort Worth, TX
• 2009-07-20 → 2015-11-23
  Edward Jones
  St Louis, MO
  Ft Worth, TX
  Ft Worth, TX
  Fort Worth, TX

Other Businesses

1) 05/26/2020 - DBA for LPL Business (entity for LPL business) - Riverfront Capital Strategies - Investment Related - Forth Worth, TX - Start date: 11/2016 2) 05/26/2020 - Business Entity For Tax/Investment Purposes Only - SILVER SPUR ENTERPRISES LLC - Not Investment Related - Fort Worth, TX - Start date: 11/2015 - 1Hrs/mnth 3) 7/15/2021 - Royal Arrival - Investment Related - Corsicana, TX 75110 - Other-Business Owner - Start Date: 6/21/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Owner of event planning/venue. 4) 08/25/2025 - City of Corsicana - Other - Corsicana City Council - Corsicana, Texas - Not Inv Rel - Start date: 08/25/2025 - 10hrs/mnth 0hrs during trading 5) 11/21/2025 - Pine Grove Timber Co - Other - Timber Co - Owner - Not Investment Related - Reklaw, TX - Start Date 11/26/2025 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-07-17

Other Names

• Jim Pannell
• Jimmy Pannell