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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-29
  • PA RA
    APPROVED
    Since 2026-06-29

Branch Locations

20291 Route 19, Cranberry Township, PA 16066-6140 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-01-18
  • PA RA
    APPROVED
    Since 2011-01-18

Branch Locations

Cranberry Square Mall 20291 Route 19, Cranberry, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 11/2015 Present
Ameriprise Financial Services, Llc Cranberry PA 06/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-17
S63 Uniform Securities Agent State Law Examination 2009-12-07
  • S66 Uniform Combined State Law Examination
    2011-01-17
  • S63 Uniform Securities Agent State Law Examination
    2009-12-07
Designations
  • Certified Financial Planner

View on SEC IAPD

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