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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-04-08
  • WA RA
    APPROVED
    Since 2010-04-08

Branch Locations

3202 Harborview Drive Nw Suite A, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Gig Harbor WA 06/2009 Present
Raymond James Financial Services Advisors, Inc. Gig Harbor WA 04/2010 Present
Zack Rosenbloom And Associates, Pc Gig Harbor WA 08/2010 02/2018
Other Businesses

(1)Name of Business: RFG Nevermind LLC Address: 3202 Harborview Dr. NW, Gig Harbor, WA, 98335, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: RFG Nevermind LLC was solely created to receive all compensation tied to my RJ activities in supporting Branch 8FH. Activities include assisting in client financial meeting prep, follow up, trade confirmations, placing trades and any other services deemed necessary to assist in client financial planning. (2)Name of Business: Stewart and Rosenbloom Financial Group Address: 3202 Harborview Dr. NW, Gig Harbor, WA, 98335, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: In NAME ONLY. I am a financial advisor that services our firm's clients in all capacities within my legal state and federal guidelines.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-01
  • S66 Uniform Combined State Law Examination
    2010-04-01

View on SEC IAPD

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