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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2010-04-08 |
Branch Locations
3202 Harborview Drive Nw Suite A, Gig Harbor, WA 98335 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Gig Harbor | WA | 06/2009 | Present |
| Raymond James Financial Services Advisors, Inc. | Gig Harbor | WA | 04/2010 | Present |
| Zack Rosenbloom And Associates, Pc | Gig Harbor | WA | 08/2010 | 02/2018 |
(1)Name of Business: RFG Nevermind LLC Address: 3202 Harborview Dr. NW, Gig Harbor, WA, 98335, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: RFG Nevermind LLC was solely created to receive all compensation tied to my RJ activities in supporting Branch 8FH. Activities include assisting in client financial meeting prep, follow up, trade confirmations, placing trades and any other services deemed necessary to assist in client financial planning. (2)Name of Business: Stewart and Rosenbloom Financial Group Address: 3202 Harborview Dr. NW, Gig Harbor, WA, 98335, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: In NAME ONLY. I am a financial advisor that services our firm's clients in all capacities within my legal state and federal guidelines.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-01 |
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