Barry Ira Horowitz

Employer firm

Wealth Management CRD 137080

$3.71B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 09/2018
  H.D. Vest Investment Services
  Northridge, CA
• 12/2004 → 06/2026
  Barry I Horowitz, Cpa, A Professional Corp
  Northridge, CA
• 08/2013 → 09/2018
  Hd Vest Advisory Services
  North Hills, CA
• 04/2016 → 09/2018
  Hd Vest Insurance Agency Inc
  Irving, TX
• 09/2018 → Present
  Wealth Management, Llc
  Norfolk, NE

Previous Registrations

• 2013-08-16 → 2018-09-18
  Avantax Advisory Services
  North Hills, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-08-12
• S63 Uniform Securities Agent State Law Examination
  2011-11-23

Other Names

• Barry I Horowitz