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Barry Ira Horowitz

Wealth Management

North Hills, CA

Norfolk, NE

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Current Employers
Wealth Management

125 South 4Th Street, Norfolk, NE 68701 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

16607 Osborne St, North Hills, CA 91343 • United States

125 South 4Th Street, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Northridge CA 06/2011 09/2018
Barry I Horowitz, Cpa, A Professional Corp Northridge CA 12/2004 06/2026
Hd Vest Advisory Services North Hills CA 08/2013 09/2018
Hd Vest Insurance Agency Inc Irving TX 04/2016 09/2018
Wealth Management, Llc Norfolk NE 09/2018 Present
  • 06/2011 → 09/2018
    H.D. Vest Investment Services
    Northridge, CA
  • 12/2004 → 06/2026
    Barry I Horowitz, Cpa, A Professional Corp
    Northridge, CA
  • 08/2013 → 09/2018
    Hd Vest Advisory Services
    North Hills, CA
  • 04/2016 → 09/2018
    Hd Vest Insurance Agency Inc
    Irving, TX
  • 09/2018 → Present
    Wealth Management, Llc
    Norfolk, NE
Previous Registrations
  • 2013-08-16 → 2018-09-18
    Avantax Advisory Services
    North Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-08-12
S63 Uniform Securities Agent State Law Examination 2011-11-23
  • S65 Uniform Investment Adviser Law Examination
    2013-08-12
  • S63 Uniform Securities Agent State Law Examination
    2011-11-23
Other Names
  • Barry I Horowitz

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
CITIGROUP GLOBAL MARKETS INC.
SCHAUER INVESTMENT MANAGEMENT, INC.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

LUSINE LUCY GABRIELYAN
SEAN R COUMANS
MASON TURNER
Kyle James Schauer
William Christian Fowls
CRAIG SCHAUER
RYAN DEPTULA
CECILIA MIGNON RAMOS

Other Offices

LPL FINANCIAL LLC · NORTHRIDGE, CA
AMERIPRISE FINANCIAL SERVICES, LLC · North Hills, CA
CITIGROUP GLOBAL MARKETS INC. · North Hills, CA
SCHAUER INVESTMENT MANAGEMENT, INC. · NORTHRIDGE, CA
WELLS FARGO CLEARING SERVICES, LLC · NORTHRIDGE, CA
CITIGROUP GLOBAL MARKETS INC. · Granada Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Grenada Hills, CA
LPL FINANCIAL LLC · GRANADA HILLS, CA

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