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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-10 |
| CA | RA | APPROVED | 2021-08-02 |
Branch Locations
24343 Magic Mountain Pkwy, Santa Clarita, CA 91355-3402 • United States
701 N Brand Blvd., Glendale, CA 91203-1295 • United States
9026 Woodley Ave, North Hills, CA 91343-4135 • United States
Simi Valley, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | North Hollywood | CA | 11/2014 | 09/2016 |
| California Credit Union | North Hollywood | CA | 11/2014 | 07/2021 |
| Cuso Financial Services, Lp | San Diego | CA | 10/2016 | 07/2021 |
| Ameriprise Financial Services, Llc | North Hills | CA | 08/2021 | Present |
Outside Employment; california credit union; financial advisor - financial advisor; ; 9026 woodley ave, , north hills, CA, 91343; Investment-Related; 08/02/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-29 |
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