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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
1820 West Broadway Avenue, Maryville, TN 37801 • United States
800 S Gay St, Knoxville, TN 37929 • United States
4805 Kingston Pike, Knoxville, TN 37919 • United States
9607 Kingston Pike, Knoxville, TN 37922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Tennessee | Knoxville | TN | 08/2006 | Present |
| Lpl Financial Llc | Knoxville | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 08/04/2025 2. 08/21/2025- First Horizon- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 07/05/2017- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-27 |
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