Best Investors Account Sign in
Current Employers
First Kentucky Securities Corporation

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-11-28
  • KY RA
    APPROVED
    Since 2016-11-28

Branch Locations

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • UNITED STATES

1500 Leestown Road Suite 330, Lexington, KY 40511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Kentucky Securities Corp. Lexingont KY 05/2009 Present
  • 05/2009 → Present
    First Kentucky Securities Corp.
    Lexingont, KY
Other Businesses

2 Dudes moving-Officer- Husbands business, doesn't do anything for the company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 2011-03-04
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    2011-03-04

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor