Barry Conrad Fies

Current Employers

Employment History

• 04/2009 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2009 → Present
  Northwestern Mutual Investment Services, Llc
  Mequon, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 34% OWNER, RETIREMENT MOUNTAIN, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 5/21/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, NEGRONI TIME, LLC, LEGAL ENTITY, START DATE: 06/01/2023, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 4. TREASURER, WEST BEND YOUTH TRAP SHOOTING TEAM, 3540 TRAPSHOOT LN, KEWASKUM, , WISCONSIN, 53040, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/12/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I AM TREASURER. I DEPOSIT FUNDS AND WRITE CHECKS ALONGSIDE THE PRESIDENT. non investment related. 5. FINANCE COMMITTEE, HOLY ANGELS CATHOLIC CHURCH , 138 N 8TH AVE, WEST BEND, , WISCONSIN, 50395, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 04/30/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I SIT ON THE FINANCE COMMITTEE FOR OUR CHURCH PARISH. non investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-06-10
• S63 Uniform Securities Agent State Law Examination
  2009-09-12