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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

201 23Rd Ave Sw Ste 200, Rochester, MN 55902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of St Thomas St Paul MN 09/2004 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2005 Present
Northwestern Mutual Investment Services, Llc Mendota Heights MN 01/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 09/2004 → Present
    University Of St Thomas
    St Paul, MN
  • 01/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2006 → Present
    Mendota Heights, MN
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) 50% OWNER, WHEN IN ROME, 1427 RAIN DANCE TRAIL, NEKOOSA, , WISCONSIN, 54457, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/15/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OVERSEE THE DESIGN, BUILD, AND SHORT TERM RENTAL OF A SINGLE FAMILY HOME; INVESTMENT-RELATED. 3) 50% OWNER, 1683 N AURORA LANE, 1683 N AURORA LANE, ROME, , WISCONSIN, 55447, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/20/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, CABIN OWNERSHIP AND MAINTENANCE; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-19
S63 Uniform Securities Agent State Law Examination 2006-05-24
  • S66 Uniform Combined State Law Examination
    2015-02-19
  • S63 Uniform Securities Agent State Law Examination
    2006-05-24
Other Names
  • Gabriel Christenson

View on SEC IAPD

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