Best Investors Account Sign in
Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-15
  • FL RA
    APPROVED
    Since 2019-08-15

Branch Locations

3277 Fruitville Rd Bldg. F1, Sarasota, FL 34237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Sarasota FL 10/2009 03/2017
Mml Investors Services, Llc Sarasota FL 04/2017 08/2019
Lpl Financial Llc Sarasota FL 08/2019 Present
Previous Registrations
  • 2017-03-25 → 2019-08-15
    Sarasota, FL
  • 2010-12-10 → 2017-03-25
    Msi Financial Services, Inc.
    Sarasota, FL
Other Businesses

1)08/13/2019 - THE INCOMPASS GROUP LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2019 - 160 hr/mth 2)08/13/2019 - THE INCOMPASS GROUP - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 04/2013 3)08/13/2019 - Insurance Agent - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/2014 4. 09/10/2019 - No business name - DBA: OHM.ES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/16/2019 - 0 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-01
S63 Uniform Securities Agent State Law Examination 2010-07-02
  • S65 Uniform Investment Adviser Law Examination
    2010-12-01
  • S63 Uniform Securities Agent State Law Examination
    2010-07-02
Other Names
  • Brad Ohmes
  • Bradley Wayne Ohmes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor