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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-10-18 |
Branch Locations
757 Cleveland Ave, St. Paul, MN 55116 • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 04/2009 | 10/2024 |
| Lpl Financial Llc | Eden Prairie | MN | 10/2024 | Present |
| Perennial Financial Services | Los Angeles | CA | 10/2024 | Present |
1. 06/17/2024- Perennial Legacy Insurance Solutions- Inv Rel- Non-Variable Insurance- MN 55346- 20 hrs per mnth- 1 hr during trading- Start Date 10/01/2024 2. 06/17/2024- Perennial Financial Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 10/22/2024 - Perennial Financial Services - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 120 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/22/2024 - Perennial Investment Advisors, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 120 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/13/2025 - AJB Wealth Management LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 10/17/2024 - 120 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-03 |
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