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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-10-18
  • MN RA
    APPROVED
    Since 2024-10-18

Branch Locations

757 Cleveland Ave, St. Paul, MN 55116 • United States

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2009 10/2024
Lpl Financial Llc Eden Prairie MN 10/2024 Present
Perennial Financial Services Los Angeles CA 10/2024 Present
Previous Registrations
  • 2009-07-06 → 2024-10-18
    St Louis, MO
    St Paul, MN
    Roseville, MN
Other Businesses

1. 06/17/2024- Perennial Legacy Insurance Solutions- Inv Rel- Non-Variable Insurance- MN 55346- 20 hrs per mnth- 1 hr during trading- Start Date 10/01/2024 2. 06/17/2024- Perennial Financial Services- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 3. 10/22/2024 - Perennial Financial Services - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 120 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/22/2024 - Perennial Investment Advisors, LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 120 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/13/2025 - AJB Wealth Management LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date: 10/17/2024 - 120 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-03
  • S66 Uniform Combined State Law Examination
    2009-07-03
Designations
Other Names
  • Julian Eve Locke
  • Ashley Kirsten Guerin
  • Julian L Micko
  • Julian Locke Micko
  • Julian Eve Locke

View on SEC IAPD

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