Nathan Foster

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-10-27

MO RA
APPROVED

Since 2017-10-27

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	Chesterfield	MO	11/2012	05/2017
Wells Fargo Clearing Services, Llc	St Louis	MO	09/2017	Present
Unemployed	Ballwin	MO	06/2017	08/2017

11/2012 → 05/2017

Sagepoint Financial

Chesterfield, MO
09/2017 → Present

Wells Fargo Clearing Services, Llc

St Louis, MO
06/2017 → 08/2017

Unemployed

Ballwin, MO

Previous Registrations

2013-01-10 → 2017-05-31

Osaic Services, Inc.

Chesterfield, MO

Chesterfield, MO

Scottsdale, AZ

Chesterfield, MO
2009-07-06 → 2012-10-18

Edward Jones

St Louis, MO

Webster Groves, MO

Kirkwood, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-03

S66 Uniform Combined State Law Examination

2009-07-03

Other Names

Nathan Foster
Nathan John Charles Foster

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews