Brett Carson Finney

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 05/2019
  Hd Vest Investment Services
  Irving, TX
• 01/2015 → 05/2019
  Hd Vest Advisory Services
  Irving, TX
• 06/2026 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 05/2019 → 06/2026
  Bank Of America Private Bank
  Dallas , TX

Previous Registrations

• 2015-01-08 → 2019-05-06
  Avantax Advisory Services
  Irving, TX
• 2011-03-25 → 2014-10-29
  Usaa Financial Planning Services
  Addison, TX
• 2009-10-06 → 2011-03-16
  Chase Investment Services Corp.
  Grand Prairie, TX
  Fort Worth, TX
  Euless, TX
• 2007-08-16 → 2009-01-12
  Td Ameritrade, Inc.
  Fort Worth, TX
  Omaha, NE
  Fort Worth, TX
• 2007-08-16 → 2009-01-12
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Exams

• S66 Uniform Combined State Law Examination
  2007-08-14
• S63 Uniform Securities Agent State Law Examination
  2006-07-13

Designations

• Certified Financial Planner

Other Names

• Brett C Finney