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Brett Michael Dalessandro

Cetera Investment Advisers LLC

Covington, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-10
LA RA APPROVED 2018-04-09
  • TX RA
    APPROVED_RES
    Since 2019-04-10
  • LA RA
    APPROVED
    Since 2018-04-09

Branch Locations

100 Lake Dr, Covington, LA 70433 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Capital One Advisors Llc Mclean VA 07/2016 03/2018
Capital One Investing, Llc Covington LA 07/2016 03/2018
Regions Bank Covington LA 03/2018 Present
Cetera Investment Advisers Llc Covington LA 03/2018 Present
Cetera Investment Services St. Cloud MN 03/2018 Present
  • 07/2016 → 03/2018
    Capital One Advisors Llc
    Mclean, VA
  • 07/2016 → 03/2018
    Capital One Investing, Llc
    Covington, LA
  • 03/2018 → Present
    Regions Bank
    Covington, LA
  • 03/2018 → Present
    Covington, LA
  • 03/2018 → Present
    Cetera Investment Services
    St. Cloud, MN
Previous Registrations
  • 2016-07-18 → 2018-03-28
    Capital One Advisors, Llc
    Mclean, VA
  • 2016-07-01 → 2016-07-07
    Metairie, LA
  • 2015-05-05 → 2016-07-01
    Essex National Securities, Llc
    Metairie, LA
  • 2012-10-01 → 2015-05-08
    New Orleans, LA
    New Orleans, LA
    Metairie, LA
    New Orleans, LA
  • 2015-03-11 → 2015-03-16
    Essex National Securities, Llc
    Metairie, LA
  • 2012-03-14 → 2012-10-01
    Chase Investment Services Corp.
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
Other Businesses

1.) BMD INVESTMENT PROPERTIES LLC, RENTAL PROPERTY, 100% OWNER; BOARD MEMBER (VICE PRESIDENT) FOR METROVIEW CONDO ASSOCIATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-12
S63 Uniform Securities Agent State Law Examination 2012-02-07
  • S65 Uniform Investment Adviser Law Examination
    2012-03-12
  • S63 Uniform Securities Agent State Law Examination
    2012-02-07
Other Names
  • Brett M Dalessandro

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