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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-10 |
| LA | RA | APPROVED | 2018-04-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Advisors Llc | Mclean | VA | 07/2016 | 03/2018 |
| Capital One Investing, Llc | Covington | LA | 07/2016 | 03/2018 |
| Regions Bank | Covington | LA | 03/2018 | Present |
| Cetera Investment Advisers Llc | Covington | LA | 03/2018 | Present |
| Cetera Investment Services | St. Cloud | MN | 03/2018 | Present |
1.) BMD INVESTMENT PROPERTIES LLC, RENTAL PROPERTY, 100% OWNER; BOARD MEMBER (VICE PRESIDENT) FOR METROVIEW CONDO ASSOCIATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-07 |
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